Nama ERP Approvals System - User Guide

Overview

The Nama ERP Approvals System provides a comprehensive workflow management solution that allows organizations to define approval processes for various business operations. This system ensures proper authorization and control over critical business transactions before they are finalized.

Core Concepts

Approval Definition (تعريف موافقه)

An Approval Definition is the master configuration that defines when, how, and who should approve specific business transactions. Each definition contains:

• Target Entity: Which type of record requires approval (invoices, purchase orders, etc.)
• Approval Steps: Sequential or parallel approval stages
• Responsible Parties: Who can approve at each step
• Conditions: When the approval should be triggered
• Notification Templates: How approvers are notified

Approval Case

When a transaction meets approval criteria, an Approval Case is automatically created. This represents an active approval request that tracks:

• Current Status: In Progress, Approved, Rejected, or Returned
• Approval Steps: History of decisions made by each approver
• Next Candidates: Who needs to act next
• Summary Information: Key details about the transaction requiring approval

Getting Started

Accessing Approval Definitions

Navigate to: Basic > Settings > Approval Definition (الأساسيات > الإعدادات > تعريف موافقه)

Creating Your First Approval Definition

1. Basic Information

   • Code: Unique identifier for the approval definition
   • Name: Descriptive name (e.g., "Invoice Approval Above 10,000")
   • Target Entity: Select the entity type that requires approval

2. Approval Conditions

   • Use With Insert: Apply when creating new records
   • Use With Update: Apply when modifying existing records
   • Use With Delete: Apply when deleting records
   • Use With Budget Exceeded: Apply when transactions exceed budget limits
   • Apply When Query: SQL query to determine when approval is needed

3. Define Approval Steps

   • Add sequential approval steps
   • Assign responsible employees or roles
   • Set escalation timeframes
   • Configure decision options (Approve, Reject, Return, etc.)

Special Approval Options

Require Execution

When Require Execution is enabled, the system automatically adds a final execution step after all approval steps are completed. This step requires the original Approval Initiator (the person who created/modified the record) to confirm final execution.

Example Flow with Require Execution:

1. User creates Invoice → Approval triggered
2. Manager approves → Next step
3. Finance Director approves → All approvals complete
4. System creates "Execution Step" → Assigns back to original user
5. Original user confirms execution → Document is committed

Confirm Before Starting

When Confirm Before Starting is enabled, the system displays a confirmation dialog before initiating the approval process. This gives users a final opportunity to review their input and cancel if they made an error.

Example Confirmation Messages with Dynamic Content:

Arabic Confirmation:
"تأكيد: هل أنت متأكد من طلب الموافقة على {entityType} رقم {code} بمبلغ {totalAmount} للقسم {department.name1}؟"

English Confirmation:
"Confirmation: Are you sure you want to request approval for {entityType} #{code} with amount {totalAmount} for department {department.name2}?"

Static Example:
Arabic: "تأكيد: هذا المبلغ كبير، هل تريد المتابعة؟"
English: "Confirmation: This is a large amount, do you want to proceed?"

Available Dynamic Fields:

• Entity Fields: Any field from the record being approved (e.g., {totalAmount}, {customerName})
• System Fields: Built-in fields like {code}, {entityType}, {creationDate}
• Related Entity Fields: Referenced entity fields using dot notation (e.g., {department.name1}, {customer.creditLimit})
• Calculated Values: Custom calculations or formatted values

Revise On Completion

When Revise On Completion is enabled, the system automatically marks the record as "revised" after the approval process is successfully completed. This provides an additional layer of data integrity and audit control.

Modify While Under Approval

By default, records awaiting approval cannot be edited to maintain data integrity during the approval process. However, the system provides flexible options to allow modifications under specific conditions.

Configuration Options:

Allow Modify While Under Approval (Global Setting):

• When disabled (default): Records cannot be edited during approval process
• When enabled: Records can be modified based on the policy settings below

Modify While Under Approval Policy (Per Step): The system supports three different policies for controlling modifications during approval:

Field-Level Editing Control

Beyond the global allowModifyWhileUnderApproval setting, the system provides granular field-level control over what can be edited during approval. This allows organizations to permit modifications to specific fields while keeping others locked.

Configuration Options:

Allow Editing Fields (Per Step):

• Field Name: allowEditingFields
• Format: Comma-separated list of field IDs
• Scope: Applies to the specific approval step
• UI Behavior: Only listed fields remain editable; all others are disabled

How Field-Level Control Works:

User attempts to edit field during approval:
1. Check if approval is pending
2. Check if current step has allowEditingFields configured
3. If configured:
   - Listed fields → Remain editable
   - Unlisted fields → Become disabled
4. If not configured:
   - Fall back to modifyWhileUnderApprovalPolicy
5. Apply security validation for authorized users

OTP (One-Time Password) Security

The system provides enhanced security through OTP verification for approval decisions. This feature ensures that approval actions are performed by the intended person and adds an extra layer of authentication.

Configuration Options:

Require OTP For All Steps (Global Setting):

• When enabled: All approval steps require OTP verification
• Applies to every step in the approval definition
• Overrides individual step settings

Require OTP (Per Step Setting):

• When enabled: Specific approval step requires OTP verification
• Allows selective OTP requirement for sensitive steps

Advanced Configuration

Conditional Approvals

Use Criteria Definition and Apply When Query to create sophisticated approval triggers:

-- Example: Approve invoices above 50,000 SAR
SELECT case when {totalAmount} > 50000 then 1 else 0 end

Approval Rules

Approval Rules are pre-built business logic components that automatically detect when approval is needed based on specific business conditions. These rules can be attached to approval definitions to trigger approvals for scenarios that require complex validation logic.

How Approval Rules Work

1. Rule Evaluation: When a document is saved, attached rules are evaluated
2. Applicability Check: Each rule determines if it applies to the current transaction
3. Line Detection: Rules can identify specific lines that triggered the approval
4. Approval Triggering: If any rule applies, the approval process starts
5. Context Information: The triggering lines are stored in $map.approvalRuleLines for use in templates

Available Built-in Rules

{if($map.approvalRuleLines)}
<h3>Lines Requiring Approval:</h3>
<table>
  <tr><th>Item</th><th>Price</th><th>Reason</th></tr>
  {loop($map.approvalRuleLines)}
    <tr>
      <td>{link($map.approvalRuleLines.item.item)}</td>
      <td>{$map.approvalRuleLines.price.unitPrice}</td>
      <td>Price below minimum threshold</td>
    </tr>
  {endloop}
</table>
{endif}

Budget Validation Process

The system performs these checks when documents are saved:

Budget Dimensions Considered

Budget validation can consider multiple organizational dimensions:

• Legal Entity: Company-level budgets
• Fiscal Year/Period: Time-based budget allocation
• Department: Departmental spending limits
• Branch: Location-based budgets
• Sector: Division-level controls
• Analysis Set: Custom analytical groupings
• Account Subsidiaries: Sub-account level budgets

Dynamic Responsible Parties

Configure approval routing based on:

• Organizational Hierarchy: Supervisor approval chains
• Department-based: Route to department managers
• Field-based: Use employee fields from the transaction
• Custom Selectors: Advanced logic for approver selection

Alternate Approvers

The system provides flexibility by allowing alternate approvers who can act on ANY step of the approval process, regardless of the specific step assignments. This ensures approvals can proceed even when primary approvers are unavailable.

Types of Alternates

1. Alternate (Single Employee)

• Configuration: Select a single employee as global alternate
• Scope: Can approve any step in the approval process
• Use Case: Designate a deputy or backup approver for the entire workflow

2. Other Alternates (Dynamic List)

• Configuration: Use SpecialResponsible selectors to dynamically determine alternates
• Scope: Can approve any step based on dynamic criteria
• Options:
  • Initiator: The person who created/modified the document
  • Supervisor: Direct supervisor of the initiator
  • Field-based: Employees referenced in document fields
  • Custom Logic: Dynamic selection based on business rules

Difference from Fallback

Consider Request Date As Creation Date

By default, the system sets the record's creationDate when the final approval step is completed and the record is committed. However, the considerRequestDateAsCreationDate option changes this behavior to use the approval request date instead.

Approval Summary Configuration

The system can generate customized summaries for approval requests that provide approvers with essential information about what they're approving. These summaries appear in approval lists and can be included in notification emails.

Summary Generation Options:

1. Default Entity Summary

• If no custom summary is configured, the system uses the entity's built-in summaryForApproval() method
• Provides basic information about the record
• Standard format across all entities of the same type

2. Custom Summary Template

• summaryTemplate: Uses Tempo language to create formatted summaries
• Access to all entity fields and related data
• Flexible formatting with HTML support
• Dynamic content based on record data

3. Query-Based Summary

• summaryQuery: SQL query to gather specific data for the summary
• summaryTemplate: Template that processes query results
• Powerful for complex summaries requiring calculated data or aggregations

4. Flush Before Summary

• flushBeforeSummary: Forces database commit before generating summary
• Ensures all changes are persisted before summary calculation
• Required when summary depends on data that might not be saved yet
• Use only with summaryQuery

Step-by-Step Configuration Guide

Step 1: Define Basic Settings

Step 2: Configure Approval Steps

1. Add Approval Steps

   • Step Sequence: 1, 2, 3, etc.
   • Step Name: "Department Manager Approval"
   • Required Status: All candidates must approve

2. Assign Responsibilities

   • Direct Assignment: Specific employee
   • Role-based: Job title or department role
   • Dynamic: Based on transaction data

3. Set Decision Options

   • Approve: Move to next step
   • Reject: Stop process and reject
   • Return: Send back for modifications
   • Escalate: Forward to supervisor

Step 3: Notification Configuration

Email Templates

Configure automated email notifications with:

• Email Template: HTML template for approval requests
• Email Subject: Dynamic subject line
• Additional Recipients: CC other stakeholders

SMS Notifications

• SMS Template: Text message format
• Mobile Number Source: Employee contact info

In-App Notifications

• Notification Template: In-system message format
• FCM Templates: Push notifications for mobile apps

Step 4: Advanced Features

Critical Fields Monitoring

Track specific field changes that require re-approval:

• Amount changes beyond tolerance
• Key date modifications
• Status field updates

Auto-escalation

Set time limits for approval steps:

• Auto Escalate After: Time period (hours/days)
• Escalation Target: Supervisor or specific employee

User Workflow

For Transaction Creators

1. Create/Modify Record: Enter transaction data normally
2. Save Record: System checks approval requirements
3. Approval Triggered: If criteria met, approval case is created
4. Notification Sent: Approvers receive notifications
5. Track Status: Monitor approval progress in transaction

For Approvers

1. Receive Notification: Email, SMS, or in-app alert
2. Review Request: Access approval details and transaction summary
3. Make Decision: Approve, Reject, Return, or Escalate
4. Add Comments: Provide reasoning for decision
5. Submit: Decision is recorded and workflow continues

Approval Actions Available

Notification System

Notification Types

1. Email Notifications
   • Embedded approval links
   • Attachment support
2. SMS Messages
3. In-App Notifications
4. Push Notifications
   • Mobile app alerts

Notification Templates

Templates use Tempo language for dynamic content rendering. The templates have access to the $notificationInfo object containing:

• $notificationInfo.employee - The employee who should approve
• $notificationInfo.approvalCase - The full approval case details
• $notificationInfo.otp - The approval OTP (if configured)

Email Template Example:

<h2>Approval Required: {entityType} #{code}</h2>
<p>Dear {$notificationInfo.employee.name2},</p>

<p>Please review and approve the following {entityType}:</p>
<ul>
    <li><strong>Document:</strong> {link(this)} (#{code})</li>
    <li><strong>Amount:</strong> {totalAmount}</li>
    <li><strong>Department:</strong> {department.name2}</li>
    <li><strong>Date:</strong> {$creationDate}</li>
    <li><strong>Current Step:</strong> {$notificationInfo.approvalCase.nextStepName2}</li>
</ul>

{if($notificationInfo.otp)}
<p><strong>Security Code (OTP):</strong> {$notificationInfo.otp}</p>
{endif}

<h3>Summary:</h3>
<p>{$notificationInfo.approvalCase.summary}</p>

<h3>Actions:</h3>
<table>
    <tr>
        <td>{approvelink}</td>
        <td>{rejectlink}</td>
        <td>{returnlink}</td>
    </tr>
</table>

SMS Template Example:

{$notificationInfo.employee.name2}: Approval needed for {entityType} #{code}
Amount: {totalAmount}
OTP: {$notificationInfo.otp}

{approvelink}
{rejectlink}

In-App Notification Template:

<strong>Approval Request</strong>{enter}
{entityType} #{code} requires your approval{enter}
Amount: {totalAmount}{enter}
Department: {department.name1}{enter}
{enter}
{titledlink("View Details", this)}

Available Tempo Variables for Approval Templates

Budget-Based Approvals

Account Setup:
- Expense Accounts → budgetExceededBehavior = "Request Approval"
- Budget Limits → Department/Branch level allocation
- Approval Flow → Department Head → Finance Manager

Process:
Document Creation → Budget Check → Approval (if exceeded) → Commitment

Multi-criteria Approvals

IF (Amount > 50,000 OR Customer = "High Risk" OR Payment Terms > 60 days)
THEN Require: Credit Manager + Finance Director approval

Performance Tips

• Optimize Queries: Ensure Apply When Query performs efficiently
• Batch Processing: Group similar approvals for efficiency
• Archive Old Cases: Maintain system performance with data retention policies
• Monitor Bottlenecks: Identify and resolve approval delays

Troubleshooting

Common Issues

System Administration

Monitoring Approvals

• Regular review of pending approval cases
• Performance monitoring of approval queries
• Audit trail analysis for compliance
• Budget vs actual spending analysis

Maintenance Tasks

• Archive completed approval cases
• Update employee responsibilities
• Refresh approval definition cache
• Review and optimize notification templates
• Update budget allocations periodically

Integration Points

External Systems

The approval system can integrate with:

• Email Servers: SMTP configuration for notifications
• SMS Gateways: Third-party SMS providers
• Mobile Apps: Push notification services
• BI Systems: Approval metrics and reporting
• Budget Systems: Real-time budget consumption tracking

API Access

Programmatic access for:

• Creating approval cases
• Querying approval status
• Submitting approval decisions
• Generating approval reports
• Budget validation checks

Security Considerations

Access Control

• Role-based Permissions: Control who can create/modify approval definitions
• Approver Validation: Verify approver authorization for each step
• Audit Logging: Track all approval activities
• Data Segregation: Respect organizational boundaries
• Budget Access: Control budget information visibility

Compliance Features

• Digital Signatures: Support for electronic signature integration
• Retention Policies: Maintain approval records per regulatory requirements
• Audit Reports: Generate compliance documentation
• Version Control: Track changes to approval definitions
• Segregation of Duties: Ensure proper separation of financial controls

Conclusion

The Nama ERP Approvals System provides a robust foundation for implementing organizational approval workflows, including sophisticated budget control mechanisms. By following this guide, you can create effective approval processes that improve control, compliance, and operational efficiency while maintaining flexibility to adapt to changing business needs.

The integration with budget management ensures financial discipline while providing the flexibility to handle exceptional circumstances through the approval process.

For additional support or advanced configuration questions, consult your system administrator or contact Nama ERP support.